Regulatory Knowledge Jobs in Mumbai

Role Responsibilities

·       Conduct internal audits for SEBI-registered intermediaries across various processes and functions

·       Review and document operational processes and internal controls

·       Identify areas of non-compliance or risk and suggest practical recommendations

·       Prepare clear and concise audit reports with supporting evidence

·       Maintain proper documentation and follow-up for audit closures

·       Assist seniors in planning and executing audit programs efficiently

·       Stay informed about SEBI circulars, regulatory updates, and audit trends

Eligibility

Any Fresher

(Knowledge in the capital market or Financial Services domain)

Education

Graduate (B. Com/BMS/BBA)

Preferred Skills

Excellent Communication, Good presentation skills, MS Excel

Personality Traits

Detail-oriented, deadline-driven, good communication, willingness to learn, team player