<h2>Job Title: COMPLIANCE OFFICER (CO)</h2><p>Experience: 1-2Years</p><p>Location: Gandhinagar</p><h3><strong>Role Overview</strong></h3><p>Responsible for ensuring compliance with <strong>IFSCA regulations</strong>, monitoring regulatory requirements, handling investor grievances, and implementing compliance and risk management policies.</p><h3><strong>Eligibility</strong></h3><p>Candidates must meet <strong>any one</strong> of the following:</p><ul><li>PG Degree/Diploma (minimum 1 year) in Finance, Law, Accountancy, Business Management, Commerce, Economics, Capital Markets, Banking, Insurance, or Actuarial Science.</li><li>CFA or FRM (GARP).</li><li>ICAI / ICSI / ICMAI membership or equivalent foreign qualification.</li><li>LLB.</li></ul><h3><strong>Professional qualification </strong></h3><ul><li><strong>3+ years</strong> relevant experience in securities market/financial products with a professional qualification, <strong>OR</strong></li><li><strong>2+ years post-qualification experience</strong> along with the required Authority-specified certification.</li></ul><h3>Relevant Experience From</h3><p>FMEs, Banks, MIIs, Capital Market Intermediaries, Insurance Companies, Financial Regulators, CA/CS/Cost Accountant or advisory firms, or Finance/Accounts/Secretarial/Legal departments of companies.</p><h3><strong>Key Responsibilities</strong></h3><ul><li>Ensure compliance with IFSCA regulations, circulars, and applicable laws.</li><li>Monitor and report compliance issues independently to IFSCA.</li><li>Handle investor grievances and ensure timely resolution.</li><li>Implement and monitor risk management policies.</li><li>Maintain required certifications and regulatory processes.</li><li><strong>Important:</strong> The Compliance Officer must be <strong>based out of IFSC</strong>.</li></ul>